Local employment opportunities for unskilled local IV. Questions in this site are designed by finance professionals who have passed the exam. Just passed the exam today! Hot 11 A The highest risk areas of the markets are given more regulatory attention. D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong. Subscribers can access the old and new sets of questions until 1 June Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong.
|Genre:||Health and Food|
|Published (Last):||14 February 2015|
|PDF File Size:||2.87 Mb|
|ePub File Size:||7.68 Mb|
|Price:||Free* [*Free Regsitration Required]|
Kazralabar Section 10 D C A merit-based philosophy- it is assumed studdy maximum disclosure is required to protect investors, but there QID is obligation on the apart of the participants to take responsibility for using the full information to make their Answer own independent investment decisions.
Just passed the exam today! Borrower Section 1 III. Hot 1 A Merit-Based, meaning that the regulations are designed to diminish and eliminate unfavourable investment Topic products or schemes.
The number of exchanges decreased II. Attacks on the local currency by international operators. Hot 1 B A risk-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there is Topic 1 obligation on the part of the participants to take responsibility for using the full information to make their Chapter 11 own independent investment decisions.
Thanks mainly to you guys. Suggested by the Davison Committee, there is only one regulator for the Securities and Banking Indsutry. D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong. Fund Managers Chapter 1 II. D The regulatory body has full discretion in determining all administrative matters. Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets?
You should extend this platform to other tests! Questions are classified and ranked by chapters for higher efficiency learning. A Require the SFC to provide him with information on the principles, Chapter 2 practices and policy it is applying in order to meet its objectives and perform its functions.
Protect the interest of insurance policies holder II. Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. Questions in this site are designed by finance professionals who have passed the exam. Just took the exam and found it incredibly comfortable. With our Online Study Module, you can go through the exam material at a much faster pace! Employment opportunities for professional locals hisi overseas III.
Chapter 1 A Led by the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies. Should you need to buy this product, please visit mankal. I think I studied for less than a total of 20 hours! Employment opportunities for expatriates Section 1 IV. Our site works on Android tablets and iPads too! The financing of terrorist activities. Hot 11 A The highest risk areas of the markets are given more regulatory attention.
Meet demands for investment, capitalization and risk management. Create your own flipbook. Related Posts
Licensing Examination for Securities and Futures Intermediaries
This is the prerequisites and important examination for one to join the financial markets. While all the exams come with either English or Chinese version, they will appear in a multiple choice MC format. The LE is a practical and market-focused examination. All the questions are formulated with experience veteran in the market and developed with the assistance of regulators, academics and practitioners across the financial service industry. While there is no enrollment prerequisites and LE is open to all candidates, candidates do have the full discretion to attempt any combination of the LE papers.
HKSI Study Manual L01 Eng
You can publish your book online for free in a few minutes! Merit Based Topic 1 II. Hot D A merit-based philosophy — the regulatory approach is based on the idea of filtering undesirable players and undesirable Topic 1 offerings. Password Forgot your password. Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs.